broker dealer वाक्य
उदाहरण वाक्य
मोबाइल
- Prior to its voluntary trading, asset management and broker dealer services.
- It also orders the creation of national capital requirement standards for broker dealers.
- There are several online portals that offer broker dealer assistance and search capabilities.
- Broker Dealer Exchange's founders include Rogan LaBier.
- Later, he was a broker dealer and worked at Greico Financial Training.
- Understanding this, the SEC suggested exempting these broker dealers from Y2K compliance surveys.
- Right here and now, money center banks and broker dealers are most vulnerable,
- Whether this type of system ends up replacing the broker dealer remains to be seen.
- They must meet certain capital requirements and satisfy other regulations that apply to broker dealers.
- We're not a broker dealer.
- As of 2013, BBY has over 110 client advisors and 300 broker dealer advisors.
- The Corporate Advisors and the Broker Dealers.
- Just three broker dealers make a market in Asyst shares, resulting in limited liquidity for shareholders.
- The accounting firm formed Ernst & Young Corporate Finance with licensed broker dealers in 2001.
- Evidence of this happened earlier this year when the board reserved one seat for a small broker dealer.
- The company continued its IPO sales a few months later with an affiliated broker dealer Cabot Lodge Securities.
- The Securities and Exchange Commission reported 3, 313 complaints about broker dealers in the year ended last September.
- The new Nasdaq has boards of directors that represents the public, the issuers, and the broker dealer community.
- Securities Lending is a practice where broker dealers lend each other large blocks of stock for the purposes of shorting.
- The group owns 80 percent of Investment Technology Group Inc ., which controls ITG Inc ., its broker dealer subsidiary.
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