"We don't want to get into how the client pays the registered representative for advice ."
12.
Registered Representative NYSE . Associate with sales team in London marketing US products to Scandinavian institutions.
13.
The firm's chief stock trader and 11 of its registered representatives were also named in the indictment.
14.
Fixed annuities are regulated by state insurance departments and sold through insurance agents, banks, or registered representatives.
15.
Lalli wrote in a letter to the editor of Registered Representative magazine, where Fischer's study first appeared.
16.
You have to have a fee structure that compensates the firms and registered representatives who sell our funds.
17.
He is also licensed as a registered representative by the Financial Industry Regulatory Authority as an insurance agent.
18.
More than 460 non-governmental organizations have registered representatives to attend the meeting so far, al-Manea said . str-wp / db
19.
It is a violation of securities regulations for a registered representative to distribute a green sheet outside their dealer firm.
20.
Money used mystery shoppers in its survey, while Registered Representative and Oppenheimer used telephone interviews of clients who work with advisers.
